• Compliance and Best Practices and Liasson for, but not limited to the following: Law Enforcement, Correspondent Banks, Financial Crimes Enforcement Network (FinCEN), Internal Revenue Service (IRS), The Office of the Comptroller of the Currency (OCC), The Federal Reserve System (FRS), The Federal Deposit Insurance Corporation (FDIC), Gaming & Tribal Commissions; PCI DSS (Payment Card Industry (PCI) Data Security Standard (DSS)), (IEC) International Electrotechnical Commission, (ISO) International Standard Organization, (SOC)1 System and Organization Controls Compliance and (SOC)2 System and Organization Controls Compliance; Central Bank Regulators in Americas; EMEA & APAC; European Union (EU); United Kingdom (UK) Financial Conduct Authority (FCA); Hong Kong Customs and Excise Department and Money Lender, Singapore - Monetary Authority of Singapore (MAS); United Arab Emirates (UAE) Dubai Financial Services Authority; The Consumer Financial Protection Bureau (CFPB); The Conference of State Bank Supervisors - National Organization of Bank Regulators from all 50 states and U.S. Territories; Mexico - Comisión Nacional Bancaria y de Valores (CNBV); Mexico - The Financial Intelligence Unit (UIF); and Mexico - Tax Administration Service (SAT).

• Start-up, Seasoned and or distressed Bank(s), Credit Union(s), FinTech, Non-Bank Financial Entities and Private and Public Entities. Updates to People, Processes and Technology.

• Identified potential risk and escalates issues to management and or/ senior/executive management.

• Identify Risk, Document Risk, Measure Risk, Monitor Risk, Report Risk, collaborate to establish mitigating

controls and change controls & testing and vendor risk management, disaster recovery & business continuity.

• Policy changes to published and desktop operating procedures for accuracy and change control maintenance.